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Changes in Sub. S-hldr's Int (Section 138 of CA 2016)
SWS CAPITAL BERHAD
Particulars of substantial Securities Holder
Name
TAN SRI DATO' SERI TAN KING TAI @ TAN KHOON HAI
Nationality/Country of incorporation
Malaysia
Descriptions (Class)
Warrants
Details of changes
No
Date of change
No of securities
Type of Transaction
Nature of Interest
15 Oct 2020
998,900
Disposed
Indirect Interest
Name of registered holder
TAN KEAN AIK
Description of "Others" Type of Transaction
16 Oct 2020
383,300
Disposed
Indirect Interest
Name of registered holder
TAN KEAN AIK
Description of "Others" Type of Transaction
19 Oct 2020
1,000,675
Disposed
Indirect Interest
Name of registered holder
TAN KEAN AIK
Description of "Others" Type of Transaction
Circumstances by reason of which change has occurred
Open market deal
Nature of interest
Indirect Interest
Direct (units)
8,698,512
Direct (%)
9.541
Indirect/deemed interest (units)
13,697,463
Indirect/deemed interest (%)
15.024
Total no of securities after change
22,395,975
Date of notice
19 Oct 2020
Date notice received by Listed Issuer
19 Oct 2020
Remarks :
The above disposal represented 2.614% of the outstanding Warrants of the Company.
Total no. of warrants held after the above transaction:
Direct interest:
Tan Sri Dato' Seri Tan King Tai @ Tan Khoon Hai - 8,698,512 Warrants
Indirect interest:
Puan Sri Datin Seri Chan Mei Cheng (Wife) - 4,387,328 Warrants
Tan Hui Ting (Daughter) - 2,717,812 Warrants
Tan Hui Lun (Daughter) - 4,348,395 Warrants
Tan Kean Aik (Son) - 2,243,928 Warrants
Announcement Info
Company Name
SWS CAPITAL BERHAD
Stock Name
SWSCAP-WB
Date Announced
19 Oct 2020
Category
Change in the Interest of Substantial Shareholder Pursuant to Section 138 of CA 2016